-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E5Ip/I4o2Or83TT4TkWgmCTPlH4FyOVg3YphXP5VYrxYlNh9vxKJdYRLS3RPcP7K vs6P45UJWfI5Plg6TgqJvw== 0000927016-98-000632.txt : 19980218 0000927016-98-000632.hdr.sgml : 19980218 ACCESSION NUMBER: 0000927016-98-000632 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: BANK OF BOSTON CORP GROUP MEMBERS: BANKBOSTON, NATIONAL ASSOCIATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAMOUS DAVE S OF AMERICA INC CENTRAL INDEX KEY: 0001021270 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 411782300 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-47211 FILM NUMBER: 98541244 BUSINESS ADDRESS: STREET 1: 12700 INDUSTRIAL PARK BLVD CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: 612-557-57 MAIL ADDRESS: STREET 1: 12700 INDUSTRIAL PARK BLVD CITY: PLYMOUTH STATE: MN ZIP: 55441 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF BOSTON CORP CENTRAL INDEX KEY: 0000036672 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 042471221 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174342200 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BOSTON CORP DATE OF NAME CHANGE: 19830414 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Famous Dave's of America ------------------------ Name of Issuer Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 307068-10-6 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ] Page 1 of 8 Pages - ----------------------- --------------------- CUSIP NO. 307068-10-6 13G PAGE 2 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankBoston Corporation (04-2471221) - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Holding Company-Massachusetts - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 295,080 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 350,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 632,681 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 12,399 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 645,080 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 HC - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 307068-10-6 13G PAGE 3 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankBoston National Association (04-2472499) - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Bank - USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 295,000 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 350,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 632,681 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 12,399 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 645,080 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 7.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 BK - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 8 Pages SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Item 1. (a) Name of Issuer: Famous Dave's of America -------------- (b) Address of Issuer's 12700 Industrial Park Boulevard ------------------- Suite 60 Principal Executive Minneapolis, MN 55441 ------------------- Office: ------ Item 2. (a) Name of Person BankBoston Corporation -------------- on its own behalf as indirect owner Filing: and on behalf of its subsidiary, ------ BankBoston, National Association (b) Address of Principal 100 Federal Street -------------------- Boston, Massachusetts 02110 Business Office or, if ---------------------- none, Residence: --------------- (c) Citizenship: Holding Company - Massachusetts ----------- Bank - USA (d) Title Class of -------------- Securities: Common Stock $.01 par value ---------- (e) CUSIP Number: 307068-10-6 ------------ Item 3. This statement is filed pursuant to Rule 13d-1(b). The persons filing are a parent holding company, in accordance with Reg. section 240.13d-1(b)(ii)(G), and a bank, in accordance with Reg. section 240.13d-1(b)(ii)(B) of the Securities Exchange Act of 1934. Item 4. Ownership: --------- (a) Amount Beneficially ------------------- Owned: See Item 9, Cover Page ----- (b) Percent of Class: See Item 11, Cover Page ---------------- (c) Number of Shares as to Which ---------------------------- Such Person Has --------------- (i) Sole Power to Vote or to Direct the vote (ii) Shared Power to Vote or to Direct the vote (iii) Sole Power to Dispose or Direct the Disposition of: (iv) Shared Power to Dispose to or Direct the Disposition of: For (c), see Item 5-8, Cover Page Page 5 of 8 Pages Item 5. Ownership of Five Percent or less of a Class. -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary which has ------------------------------------------------------------- Acquired the Security Being Reported on by the Parent Holding ------------------------------------------------------------- Company: ------- Bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934. Item 8. Identification and Classification of Member of the Group. -------------------------------------------------------- Not Applicable. Item 10. CERTIFICATION: ------------- See Exhibit A By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, completed and correct. Date: February 13, 1998 BankBoston Corporation By: /s/ Robert T. Jefferson ------------------------ Name: Robert T. Jefferson ------------------- Print Title: Comptroller ----------- Page 6 of 8 Pages BankBoston, National Association By: /s/ James H. Vineburgh --------------------------- Name: James H. Vineburgh ------------------ Print: Title: Director, Private Banking Page 7 of 8 Pages EXHIBIT A --------- AGREEMENT The undersigned hereby agree, pursuant to Section 240.13d-1(f)(1) that BankBoston Corporation may file a Schedule 13G pursuant to Rule 13d-1 under the Securities Exchange Act of 1934, and all amendments to such Schedule, with respect to shares of Famous Dave's of America Common Stock, $.01 Par Value, on behalf of itself and BankBoston, National Association. Dated: February 13, 1998 BankBoston Corporation By: /s/ Robert T. Jefferson --------------------------- Robert T. Jefferson Comptroller Page 8 of 8 Pages BankBoston, National Association By: /s/ James H. Vineburgh --------------------------- Name: James H. Vineburgh ------------------------ Print: Title: Director, Private Banking INCUMBENCY CERTIFICATE OF AUTHORIZED REPRESENTATIVE I, the undersigned, Michael R. Garfield, Assistant Secretary of the Board of Directors of The BankBoston, National Association, do hereby certify that James H. Vineburgh, is a duly elected Senior Vice President of the Bank and Director of Private Banking, and also has the power and authority to sign the attached Statements on Schedule 13G in the name and on behalf of the Bank. In witness whereof, I have set my hand and seal of the Bank this 13th day of February, 1997. By: /s/ Michael R. Garfield -------------------------- Michael R. Garfield Assistant Secretary of the Board of Directors -----END PRIVACY-ENHANCED MESSAGE-----